Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03119 | 11/19/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Lynne C. Hermle, Trish M. Higgins Respondent(s): Carrie Riley Respondent Lawyers(s): Stephen S. Smith Arbitrator(s): Steven Gourley Hearing Site: Los Angeles, CA | ||
| 14-01106 | 08/28/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Wendy R. Hughes Respondent(s): Carrie Riley Respondent Lawyers(s): Carrie J. Riley Arbitrator(s): Gerald F. Corrigan Hearing Site: Los Angeles, CA |