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FINRA Awards for Yangchen Lama

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0042105/09/2019Claimant(s): Yangchen Lama
Claimant Lawyers(s): Consuelo A. Mejer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA

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