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FINRA Awards for Gary Klein

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0123011/29/2013Claimant(s): NEXT Financial Group.
Claimant Lawyers(s): Gary Klein
Respondent(s): Christopher Ordway
Respondent Lawyers(s): Christopher Edward Ordway
Arbitrator(s): Richard D. Fincher
Hearing Site: Phoenix, AZ
12-0396309/11/2013Claimant(s): Next Financial Group.
Claimant Lawyers(s): Gary Klein
Respondent(s): Michael Kolacz
Respondent Lawyers(s): Michael D. Kolacz
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX

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