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FINRA Awards for Michael D. Fitzgerald

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0353201/26/2018Claimant(s): Renee Fields
Claimant Lawyers(s): John J. Miller
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Michael D. Fitzgerald, Philip J. Glick, Edward J. Lynch
Hearing Site: Kansas City, MO
08-0069310/20/2009Claimant(s): Tara Gutierrez-Maddi
Claimant Lawyers(s): Kirk D. Holman
Respondent(s): Brian Wall, A.G. Edwards & Sons.
Respondent Lawyers(s): Christi Hilker Vaglio, Jeffrey Hanslick
Arbitrator(s): Leah A. Murray, Michael D. Fitzgerald, Gerald Francis Lamberti
Hearing Site: Kansas City, MO

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