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FINRA Awards for Trent Thomas Whitford

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0286806/06/2014Claimant(s): Gregory Barker
Claimant Lawyers(s): John Balitis
Respondent(s): 1st Global.
Respondent Lawyers(s): Stephanie P. Berntsen
Arbitrator(s): O. Meredith Wilson, Michael John Scott, Trent Thomas Whitford
Hearing Site: Portland, OR
13-0183603/03/2014Claimant(s): Damon Mapes, Renita Lee-Hausladen
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): O. Meredith Wilson, Joseph W. Cheek, Trent Thomas Whitford
Hearing Site: Portland, OR

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