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FINRA Awards for Ronald D. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0326002/16/2018Claimant(s): Brandon Marinelli, Meagan Donahue
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): Michael J. McNeil, John M. Dasher, Sean Alan D'Amico
Hearing Site: Hartford, CT

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