FINRA Awards for Maria L. Kreiter

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00560	12/19/2022	Claimant(s): Erin Daniels Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Floyd Gerry Hoffman Hearing Site: Phoenix, AZ
21-00471	05/11/2022	Claimant(s): McHenry Savings Bank Claimant Lawyers(s): Maria L. Kreiter Respondent(s): Cambridge Investment Research., Vickie Benedetti, Cambridge Investment Research Advisors Respondent Lawyers(s): Richard H. Kuhlman, Vickie Lynn Benedetti Arbitrator(s): Daniel R. Formeller, Frances P. Kao, Cynthia Ross Polayes Hearing Site: Chicago, IL
20-02707	09/27/2021	Claimant(s): Erik Feldhaus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL
21-00023	09/15/2021	Claimant(s): Grant Cleghorn, Stephen Saeta Claimant Lawyers(s): Zachary Morse Respondent(s): Parnassus Funds Distributor Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA