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FINRA Awards for Todd Edward Phillips

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0017511/01/2010Claimant(s): James Fellus
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Sterne, Agee & Leach.
Respondent Lawyers(s): Latanishia D. Watters
Arbitrator(s): James Francis Donovan, Todd Edward Phillips, J. Wesley Romine
Hearing Site: Birmingham, AL
08-0353001/28/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Thomas Barnett
Respondent(s): John Wilfong
Respondent Lawyers(s): R. Layne Holley
Arbitrator(s): J. Maxwell Williams, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN
08-0010005/06/2008Claimant(s): NBC Securities.
Claimant Lawyers(s): John P. Scott
Respondent(s): Melanie Purvis, William McAleer, McAleer Asset Management
Respondent Lawyers(s): J. Casey Pipes
Arbitrator(s): Perry Lee Taylor, Todd Edward Phillips, Laree Payne Kennedy
Hearing Site: Birmingham, AL

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