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FINRA Awards for Joseph Bauer

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0149001/24/2024Claimant(s): Joseph Bauer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Amanda L. Parisi
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ

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