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FINRA Awards for Thomas Xavier Walton

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0079912/19/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Thomas Walton
Respondent Lawyers(s): Thomas Xavier Walton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT

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