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FINRA Awards for Clay Hartmann

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0300710/24/2019Claimant(s): William Blair & Company L.L.C.
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Ajay Thomas
Respondent Lawyers(s): Clay Hartmann
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL

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