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FINRA Awards for Mitchell E. Herr

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0360002/27/2012Claimant(s): Ceros Financial Services.
Claimant Lawyers(s): Mitchell E. Herr
Respondent(s): Frank Heinemann, Mark Fidelak, Sebastian Ullmann
Respondent Lawyers(s): Brian Kennedy
Arbitrator(s): David Hirschberg, David I. Goldblatt, Barbara Sullivan-Parry
Hearing Site: New York, NY

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