Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03716 | 06/16/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Andrew Spivey Respondent Lawyers(s): Andrew G. Spivey Arbitrator(s): Herb Schwartz, Gary A. Hooker, Susan J. Alexander Hearing Site: San Francisco, CA | ||
| 08-03781 | 03/25/2011 | Claimant(s): Vincent Dang Claimant Lawyers(s): Adam D. Mitzner Respondent(s): Arnoldo Santiago, Cynthia Shen, Marla Moskowitz-Hesse, Merrill Lynch Pierce Fenner & Smith Inc., Michael Chiou, Patricia Williams, Riley Etheridge Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Dean J. Dietrich, Terri Coster Boesch, Susan J. Alexander Hearing Site: San Francisco, CA | ||
| 07-01145 | 03/10/2008 | Claimant(s): David Castillo Claimant Lawyers(s): Cary S. Lapidus Respondent(s): Southwest Securities. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Harry B. Endsley, James Conrad Riewerts, Susan J. Alexander Hearing Site: San Francisco, CA |