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FINRA Awards for Franklin P. Chapman

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0151809/11/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jennifer R. Seltenrich
Respondent(s): Stephen Collins
Respondent Lawyers(s): Stephen Patrick Collins
Arbitrator(s): Franklin P. Chapman
Hearing Site: New York, NY
10-0535705/20/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Mark T. Carberry
Respondent(s): Jessica Shaughnessy
Respondent Lawyers(s): Robert G. Clyne
Arbitrator(s): Franklin P. Chapman
Hearing Site: New York, NY

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