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FINRA Awards for David Nell

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0058210/06/2015Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Megan Smith
Respondent(s): David Nell
Respondent Lawyers(s): David Nell
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX

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