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FINRA Awards for Preferred Capital Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0013308/08/2023Claimant(s): Scott Scherer
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Preferred Capital Securities
Respondent Lawyers(s): Orit Small
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA

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