FINRA Awards for The O.N. Equity Sales Company

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-01854	11/14/2018	Claimant(s): Richard Wesselt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The O.N. Equity Sales Company Respondent Lawyers(s): Mark E. Elsener Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA
16-03159	08/25/2017	Claimant(s): Jeffrey Thoele Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group., The O.N. Equity Sales Company, Walnut Street Securities. Respondent Lawyers(s): Jeremy Carr, John Unger, Mark E. Elsener Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN