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FINRA Awards for R. Dan Mitchell

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0201005/26/2009Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Chris Rotan
Respondent Lawyers(s): Dan McElroy
Arbitrator(s): R. Dan Mitchell, James P. Kinkade, Larry N. Quinn
Hearing Site: Dallas, TX
07-0159605/27/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): R. Dan Mitchell, Simeon R. Trotter, George F. Longino
Hearing Site: Dallas, TX

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