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FINRA Awards for Christopher Warren

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0221006/17/2022Claimant(s): Douglas Hillebrandt
Claimant Lawyers(s): Christopher Warren
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Robert H. Putnam
Hearing Site: Norfolk, VA
20-0206201/13/2021Claimant(s): Francisco Almada
Claimant Lawyers(s): Christopher Warren
Respondent(s): Union Capital Company
Respondent Lawyers(s): Joseph Bodkin
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ

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