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FINRA Awards for Kevin J. Caputo

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0335311/16/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Kevin Caputo
Respondent Lawyers(s): Kevin J. Caputo
Arbitrator(s): J. Jean Elliott, Edward J. Costello, Ronald D. Goldman
Hearing Site: Los Angeles, CA

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