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FINRA Awards for Kevin Mathis

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0203204/07/2010Claimant(s): Investment Professionals.
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Kevin Mathis
Respondent Lawyers(s): Kevin Mathis
Arbitrator(s): John Michael Watson, Daniel J. Pagnano, Juanita D. McKethan
Hearing Site: Houston, TX

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