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FINRA Awards for Thomas Sharp

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0291607/12/2021Claimant(s): Thomas Sharp
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA

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