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FINRA Awards for Benjamin F. Richards

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0389804/11/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): A. J. Borrelli
Respondent(s): James Meis
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Benjamin F. Richards, David M. Panko, Lawrence J. Roth
Hearing Site: Philadelphia, PA

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