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FINRA Awards for K.C. Ward Financial LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0415806/02/2011Claimant(s): K.C. Ward Financial LLC
Claimant Lawyers(s): Charles Carrillo
Respondent(s): James Mirenda
Respondent Lawyers(s): Brian Reis
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY

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