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FINRA Awards for William Rosenthal

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0072308/21/2018Claimant(s): William Rosenthal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Robert L. Chisolm
Hearing Site: Dallas, TX
08-0073704/21/2009Claimant(s): Brian Armstrong, Shawndi Hatfield
Claimant Lawyers(s): Randall M. Foret
Respondent(s): Julie Rosenthal, William Rosenthal
Respondent Lawyers(s): Thomas S. Brandon
Arbitrator(s): Tony Michael Haddock, James W. Kerr, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX

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