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FINRA Awards for James P. Hoefling

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0095105/29/2008Claimant(s): Douglas Habryl
Claimant Lawyers(s): Jeffrey R. Singer
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): James G. Cooper, Martha Failing, James P. Hoefling
Hearing Site: Houston, TX

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