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FINRA Awards for Michael J. Faley

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0221405/31/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael J. Faley
Respondent(s): Francis Rizzo
Respondent Lawyers(s): Francis V. Rizzo
Arbitrator(s): Mitchell S. Friedman
Hearing Site: New York, NY

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