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FINRA Awards for LPL fka Linsco/Private Ledger Corp.

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0519901/18/2008Claimant(s): David Maurice, Lois Carrier
Claimant Lawyers(s): Jeffrey B. Kelvin
Respondent(s): LPL fka Linsco/Private Ledger Corp.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Joan Stearns Johnsen, John A. Morin, B. John Dill
Hearing Site: Boston, MA

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