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FINRA Awards for Michael Emil Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0369608/17/2018Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): James L. Komie
Respondent(s): Michael Miller
Respondent Lawyers(s): Michael Emil Miller
Arbitrator(s): Steven R. Rolnick, April C. Teveris, Jeremy Gray Zimmermann
Hearing Site: Hartford, CT

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