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FINRA Awards for William Ziering

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0122801/06/2017Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John Ellis
Respondent(s): Thomas Bennett
Respondent Lawyers(s): Thomas Bradford Bennett
Arbitrator(s): William Ziering
Hearing Site: San Francisco, CA
13-0220712/23/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Angelina E. Chew
Respondent(s): Chris McCrary
Respondent Lawyers(s): Chris Patrick McCrary
Arbitrator(s): William Ziering
Hearing Site: San Francisco, CA
11-0063306/25/2012Claimant(s): Ryan Romines
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Joseph Gavigan
Respondent Lawyers(s): Joseph T. Gavigan
Arbitrator(s): Reed H. Bement, William Ziering, Douglas J. Pavese
Hearing Site: San Francisco, CA
09-0509208/11/2010Claimant(s): Vishal Thacker
Claimant Lawyers(s): Vishal Thacker
Respondent(s): George Ramirez, MFR Securities.
Respondent Lawyers(s): George M. Ramirez
Arbitrator(s): William Ziering
Hearing Site: San Francisco, CA
08-0390008/11/2009Claimant(s): Gina D'Alessandro
Claimant Lawyers(s): Gina T. D'Alessandro
Respondent(s): Atel Securities Corporation
Respondent Lawyers(s): Stewart H. Foreman
Arbitrator(s): William Ziering, Marvin G. Breen, George King
Hearing Site: San Francisco, CA

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