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FINRA Awards for Mitchell F. Colen

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0124507/16/2014Claimant(s): Kevin McCluskey
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gloria O. North, Mitchell F. Colen
Hearing Site: Boca Raton, FL
08-0097602/26/2009Claimant(s): Jason Reitelman
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Noble International Investments.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Howard I. Ralby, Alice J. Johnson, Mitchell F. Colen
Hearing Site: Boca Raton, FL

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