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FINRA Awards for Manish Mehta

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0195012/27/2018Claimant(s): Manish Mehta
Claimant Lawyers(s): Debra A Jenks
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle Simms
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
17-0103910/24/2017Claimant(s): Manish Mehta
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC

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