Potomac Analytics' Logo

FINRA Awards for Wm. Joseph Baker

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0101205/06/2019Claimant(s): Peter Butler
Claimant Lawyers(s): Wm. Joseph Baker
Respondent(s): Craig Wiggins, Victoria Ellinger
Respondent Lawyers(s): Sean Needham
Arbitrator(s): Earl Williams, Michael James Malone, Michael J Borden
Hearing Site: Cleveland, OH
07-0201202/27/2009Claimant(s): AmTrust Investment Services.
Claimant Lawyers(s): Max E. Dehn
Respondent(s): David Kopsak, Jonathan Mesok, Robbin Guy, Charter One Financial., Charter One Investment Services
Respondent Lawyers(s): Wm. Joseph Baker
Arbitrator(s): Thomas C. Wagner, Sanford Heiser, Robert P. Weisberger
Hearing Site: Cleveland, OH

2 Results

Display: