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FINRA Awards for Roberto De Desus Pou

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0121310/18/2019Claimant(s): Roberto De Desus Pou
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR

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