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FINRA Awards for Frederic E. Dorkin

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0177405/21/2013Claimant(s): Gregory Headrick
Claimant Lawyers(s): Todd E. Schwartz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Frederic E. Dorkin
Hearing Site: Seattle, WA

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