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FINRA Awards for Solaris Alternative Capital Partners

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0025702/11/2011Claimant(s): Pasquale Didonato, D -Trade., D Trade, L.P., DSX., Solaris Alternative Capital Fund II, L.P, Solaris Alternative Capital Fund, Solaris Alternative Capital Partners, Solaris Asset Management Group LLC, Solaris Capital Market, Solaris Liquidation, L.L.C.
Claimant Lawyers(s): Aaron Krauss
Respondent(s): Est. of Ralph P. DiDonato by Margaret Ad
Respondent Lawyers(s): Eric C. Milby
Arbitrator(s): John James McGovern, Ethan L. Lewis, Catherine S. Kopley
Hearing Site: Philadelphia, PA
07-0354109/03/2009Claimant(s): Agile Investments.
Claimant Lawyers(s): David E. Robbins
Respondent(s): D & D Securities., Solaris Alternative Capital Partners
Respondent Lawyers(s): Jeffrey Rosen, Paula D. Shaffner
Arbitrator(s): Mary Ann M. Melchiorre, Stephen T. Mayhew, Timothy J. Tarpey
Hearing Site: Philadelphia, PA

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