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FINRA Awards for Walter J. Dowd.

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0182806/17/2009Claimant(s): Peter Tocco
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Walter J. Dowd.
Respondent Lawyers(s): Daniel C. Callaway
Arbitrator(s): Martin Jay Siegel, Kenneth M. Felder, Robert E. Holley
Hearing Site: New York, NY

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