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FINRA Awards for Karen H. Kim

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0063203/21/2011Claimant(s): Karen Kim
Claimant Lawyers(s): Karen H. Kim
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Gabriel L. Williams
Arbitrator(s): Dallas Whitney Coffman, Samuel H. Chorches, Francis J. Pavetti
Hearing Site: Hartford, CT

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