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FINRA Awards for Dana N. Pescosolido

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0553311/04/2010Claimant(s): Thomas Vandeventer
Claimant Lawyers(s): James A. Bradley
Respondent(s): Clearbridge Advisors, Legg Mason Investor Services
Respondent Lawyers(s): Dana N. Pescosolido
Arbitrator(s): Romaine L. Gardner, Martin Hunger, Nancy Kramer
Hearing Site: New York, NY

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