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FINRA Awards for Alan D. Rose

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0303906/02/2023Claimant(s): Benjamin Zimbel
Claimant Lawyers(s): Alan D. Rose
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA

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