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FINRA Awards for Jude A Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0023507/25/2022Claimant(s): Shawn Bivens
Claimant Lawyers(s): Christopher H Tovar
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrew M. DeLucia
Arbitrator(s): G. Maynard Green, Jude A Smith, Christopher Allen
Hearing Site: Houston, TX
20-0021106/08/2020Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): David Hergert
Respondent Lawyers(s): Charles H. Peckham
Arbitrator(s): Jude A Smith
Hearing Site: Houston, TX

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