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FINRA Awards for William B. Kirby

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0103206/20/2011Claimant(s): Clarence Frisbee
Claimant Lawyers(s): Clarence S. Frisbee
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James A. Burns
Arbitrator(s): William B. Kirby
Hearing Site: Helena, MT
07-0338206/16/2008Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Angela Jordison
Respondent Lawyers(s): Angela Jordison
Arbitrator(s): William B. Kirby
Hearing Site: Portland, OR

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