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FINRA Awards for Carlos E. Mustelier

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0014308/22/2013Claimant(s): SII Investments.
Claimant Lawyers(s): Carlos E. Mustelier
Respondent(s): Gerald Plachta
Respondent Lawyers(s): Gerald Jeffry Plachta
Arbitrator(s): Stuart K. Furman
Hearing Site: Jacksonville, FL

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