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FINRA Awards for David L. Hoffberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0536703/29/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Pascucci
Respondent Lawyers(s): Richard Peter Pascucci
Arbitrator(s): David L. Hoffberg
Hearing Site: Buffalo, NY

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