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FINRA Awards for Matthew S. Rork

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0332807/20/2017Claimant(s): Shareholders Service Group.
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Jean Schott
Respondent Lawyers(s): Matthew S. Rork
Arbitrator(s): Herbert Liberman, Doris V. Knotter, Thomas L. Marshall
Hearing Site: San Diego, CA
Expungement

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