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FINRA Awards for Ariel Hernandez

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0005211/07/2011Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Ariel Hernandez
Respondent Lawyers(s): Ariel Hernandez
Arbitrator(s): David P. Slater, Jerry A. Desiderio, Harris Gally
Hearing Site: Ft. Lauderdale, FL

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