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FINRA Awards for Joseph Perta

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0239911/21/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Joseph Perta
Respondent Lawyers(s): David Lee
Arbitrator(s): Nancy E. Watters, Lisa Blunk Johnson, Glenn Hiram Stephens
Hearing Site: Washington, DC

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