FINRA Awards for Iain Sharpe

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00519	10/25/2018	Claimant(s): Iain Sharpe Claimant Lawyers(s): Matthew B. Henneman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX
18-00520	09/27/2018	Claimant(s): Iain Sharpe Claimant Lawyers(s): Matthew B. Henneman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah Yates Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX