FINRA Awards for Halen Capital Management.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-02999	03/01/2018	Claimant(s): Andrew Lewis, Thomas Marshburn Claimant Lawyers(s): Stephen J. Wein Respondent(s): Halen Capital, Halen Capital Management., Halen Capital. Respondent Lawyers(s): Peter B. King Arbitrator(s): Jacquelyn M. Shannon, Martin M. Van Luven, Richard Manuel Barcia Hearing Site: Tampa, FL