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FINRA Awards for Samuel Alan Ruth

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0498205/04/2010Claimant(s): SMH Capital Inc.
Claimant Lawyers(s): Peter B. Wells
Respondent(s): Samuel Ruth
Respondent Lawyers(s): Samuel Alan Ruth
Arbitrator(s): Michele Y. Garelick, Alice J. Johnson, Donald M. Homer
Hearing Site: Boca Raton, FL

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